Monitoring and Ensuring
Financial Services Advisory Compliance
NamiKAN ensures Financial Services advisory compliance with AI-powered conversation monitoring, real-time risk detection, and audit-ready evidence.
Why Financial Services Leaders Choose NamiKAN
Purpose-built AI compliance monitoring for Financial Services advisory conversations — aligned with regulatory standards and real-world operations.
Trusted by leading Financial Services organizations across Asia
Full Advisory Visibility
Monitor 100% of Financial Services advisory conversations — eliminating blind spots in regulatory supervision.
Structured Compliance Intelligence
Convert advisory conversations into structured risk scores, checklist validation, and compliance analytics.
Regulator-Ready Evidence
Automatically generate defensible compliance packages with transcripts, timestamps, and violation summaries.
Proactive Risk Detection
Detect potential compliance violations in real time and trigger intervention before escalation.
Business Impact and Operational Benefits
Transform Financial Services advisory conversations into compliant, verifiable, and actionable data—improving risk management, operational efficiency, and advisor performance.
Prevent compliance risks before they escalate
Detect missing disclosures, incorrect explanations, and potential violations in real time—reducing regulatory exposure and protecting your organization from costly disputes.
Protect advisors with verifiable conversation records
Automatically record and document advisory conversations, providing objective evidence to resolve misunderstandings and protect advisors from misinterpretation claims.
Ensure consistent advisory quality across all channels
Standardize advisory explanations, compliance disclosures, and communication quality across branches, teams, and distribution partners.
Reduce manual compliance workload with AI automation
Eliminate reliance on manual sampling and audits by automatically analyzing 100% of advisory conversations, improving compliance coverage and operational efficiency.
Transform conversations into actionable business intelligence
Convert unstructured conversations into structured, searchable data to identify trends, monitor performance, and support data-driven decision-making.
Accelerate advisor training and performance improvement
Use real advisory conversations to identify coaching opportunities, improve onboarding, and strengthen advisor capability and professionalism.
NamiKAN Core Capabilities
End-to-end monitoring and compliance control for Financial Services advisory conversations.
Regulatory Consent Recording
Ensure conversations are recorded with one audio caption customer consent confirmation.
Financial-Grade Encryption
Protect advisory recordings with financial-grade encryption and secure storage policies.
Centralized Advisory Archive
Manage all conversations in a unified system for audit investigation.
Audit-Optimized Search
Locate calls instantly using timestamp, speakers, and compliance markers.
Technology Stack
Built on enterprise-grade AI infrastructure designed for mission-critical compliance operations.
ASR Engine
Automatic Speech Recognition optimized for Vietnamese Financial Services advisory
NLP Pipeline
Natural Language Processing for semantic analysis and intent classification
LLM Scoring
Large Language Model-based compliance evaluation framework
RAG Framework
Retrieval-Augmented Generation for policy validation
Real-time Stream
Low-latency audio streaming and processing pipeline
Secure Storage
Encrypted cloud storage with audit-grade retention policies
Enterprise Integration & Governance
Designed to integrate seamlessly with core Financial Services systems while maintaining strict governance and regulatory integrity.
Core Business System Integration
Seamlessly integrates with existing sales platforms, CRM systems, and policy administration environments to synchronize advisory metadata, customer engagement status, and compliance indicators in real time. Designed to fit into established operational workflows without disrupting core business processes.
Secure Identity & Access Governance
Supports enterprise-grade Single Sign-On (SSO), multi-level authentication, and granular role-based access control (RBAC). Ensures that advisory recordings, compliance scores, and evidentiary data are accessible only to authorized personnel in strict alignment with internal governance policies and regulatory requirements.
Compliance Intelligence with Knowledge Grounding
Leverages Retrieval-Augmented Generation (RAG) architecture to ground AI evaluation in structured regulatory frameworks, internal compliance policies, and advisory checklists. Combines rule-based validation with contextual AI reasoning to deliver traceable, explainable, and continuously updatable compliance assessments.
Continuous Voice & Regulatory Learning Engine
Applies advanced voice and dialogue analytics to continuously refine compliance models using real-world advisory interactions, post-review feedback, and evolving regulatory standards. Enables measurable improvements in compliance scoring accuracy, customer intent validation, and lifecycle-managed evidentiary records.
6 Implementation
Processes
The overall implementation timeline typically ranges from 12 to 18 weeks, depending on the complexity of business scenarios and integration requirements.
Compliance & Regulatory Trust Framework
Built to align with regulated Financial Services environments and enterprise data governance standards across Asia-Pacific.
Regulatory Alignment for Financial Services Markets
Designed to support regulatory requirements applicable to Financial Services advisory recording, disclosure validation, and evidentiary preservation within regulated markets.
Data Protection & Privacy Governance
Aligned with data protection principles including encryption, access traceability, data minimization, and retention lifecycle management consistent with regional privacy frameworks.
Enterprise Security & Audit Controls
Implement end-to-end encryption, role-based access control, audit logging, evidentiary integrity safeguards, and lifecycle-managed compliance validation aligned with enterprise governance standards.
Financial Services Operational Standards
Architected to meet the operational resilience, documentation traceability, and supervisory review requirements typical in financial services environments.
Framework-ready for ISO 27001-aligned environments and regulated financial institutions.
As Featured in AWS & Microsoft
Case studies and media coverage highlighting NamiKAN's impact and innovation
NamiTech Case Study
NamiTech deploys its AI-powered compliance platform on AWS to help Bao Viet Life meet new Financial Services regulations, and verify in-person sales conversations in near real-time.
Read AWS Case StudyVoiceGate AI Innovation for Financial Services
VoiceGate, now NamiKAN, was featured by Microsoft News for pioneering "Make in Vietnam" AI innovation for Financial Services compliance.
Read Microsoft FeatureTrusted by Leading Financial Services Organizations
NamiKAN (formerly VoiceGate) has been deployed across major Financial Services organizations to enhance compliance monitoring, advisory quality, and audit readiness.
Large Financial Services Provider
VietnamManual QA sampling limited to <5% of advisory sessions. Risk of non-compliance and dispute handling delays.
Full recording + AI scoring + evidence bundling + compliance dashboard.
- 100% advisory coverage
- 60% reduction in manual review workload
- Faster dispute resolution cycle
Multi-Channel Financial Services Distribution Network
RegionalInconsistent advisory quality across regional agents.
Standardized compliance scoring + violation phrase detection + RAG-based policy validation.
- Standardized advisory scripts
- Improved compliance score consistency
- Reduced regulatory exposure risk
Enterprise Digital Financial Services Platform
DigitalHigh volume of online advisory calls requiring real-time monitoring.
AI-powered real-time compliance alerts + secure cloud archive.
- Real-time risk detection
- Secure, encrypted audit-ready storage
Confidence from Market Leaders
About Us
Our Brand's Story
Nami Technology (aka NamiTech) is a cutting edge AI solution company from Vietnam powered by global talents. It is a latest spin off from FPT Software through the funding from founding members and FPT Group.
NamiTech is specialized in the audio signal and natural language processing technology aiming to provide innovative solutions to business operations in Vietnam and international markets.
Our Mission
Wherever conversation takes place, NamiTech will make it easy and lead to a solution.
Our Vision
NamiTech's technologies will transform daily conversation to business assets. All of us talk to execute businesses every day, but, words will be lost as we speak, or stored somewhere forever. This comes from the fact that capturing conversation in an analyzable form is very difficult, time-consuming, and expensive.
Leveraging our AI-powered signal processing technology and language processing technology, NamiTech will transform conversation to clean, authenticated, and analyzable speech data. This will open up limitless opportunities from dramatically enhancing our conference call experience, diagnosing call center operation performance to continuously tracking and analyzing voice of customers.
Ready to Transform Your
Compliance Monitoring?
Join leading Financial Services organizations who trust NamiKAN for AI-powered compliance oversight. Schedule a personalized demo today.